Announcement of the opening of SBI NeoMobile Securities, a CCC Group company

2019.04.10 Press Releases
SBI Neo Mobile Securities Co., Ltd.

- Launch of "NeoMoba," a service that allows users to buy stocks using T-Points -

SBI Neo Mobile Securities Co., Ltd. (Head office: Minato-ku, Tokyo; President and CEO: Ogawa Hiroyuki; hereinafter referred to as "the Company") was established on Tuesday, October 30, 2018 as a joint venture between SBI Securities Co., Ltd. (Head office: Minato-ku, Tokyo; President and CEO: Takamura Masato; hereinafter referred to as "SBI Securities") and CCC Marketing Co., Ltd. (Head office: Shibuya-ku, Tokyo; President and CEO: Kitamura Kazuhiko; hereinafter referred to as "CCC Marketing"). We are pleased to announce that we have been registered as a Type 1 Financial Instruments Business Operator and began providing services on Wednesday, April 10, 2019.

1. Aims of SBI Neo Mobile Securities
We target young people and those new to investing, and provide financial services using familiar tools such as T-Points and smartphones. We have created NeoMoba, a service that utilizes the know-how cultivated at SBI Securities, which boasts the No. 1 number of accounts, assets under custody, and stock brokerage trading value among online securities companies (※1), and the know-how of CCC Marketing, which operates a marketing business based on data from T-Point, Japan's largest (※2) shared points service. By providing a service that allows you to easily trade even small amounts using T Points accumulated in your daily life, we hope to make stock investment more accessible and expand the base of individual investors.

2. Features of "NeoMoba"
In addition to stock investment using T-Points, which is closely related to customers' daily lives, NeoMoba offers products and services that make it easy for young people and those new to investing to take the first step in asset formation, such as a user-friendly design and stock recommendations from a new perspective.

■Feature 1　A first in Japan! (※3) You can buy stocks using T-points
Using T Points, which are used by 68.88 million people annually (※6), you can purchase domestic stocks at a rate of 1 point = 1 yen. In addition, while domestic stocks are usually traded in units of 100 shares, NeoMoba allows you to purchase in units of 1 share, allowing you to trade in smaller amounts. Furthermore, we have prepared an order method that allows you to place an order within a specified amount, especially for customers who are new to investing, who may want to start by purchasing domestic stocks using only their T Points.

■Feature 2: Unlimited trading for 200 yen per month (excluding tax) (※4)
We have adopted a subscription model to make it easier for young people and those new to investing to try stock investment. In traditional stock trading, a fee is generally charged for each transaction, but with NeoMoba, you can make unlimited transactions for a monthly fee of 200 yen (excluding tax) up to a monthly trading value of 500,000 yen. In addition to the fixed monthly T-Point (※5) of 200 points, you will also receive 1 T-Point for every 100 yen (excluding tax) of service usage fees.

■Feature 3: Provides fully automated asset management service and robo-advisor "WealthNavi for NeoMoba"
We will be offering "WealthNavi for NeoMoba," a customized version of the robo-advisor "WealthNavi" provided by WealthNavi Co., Ltd. (Head office: Shibuya-ku, Tokyo; Representative Director and CEO: Kazuhisa Shibayama; hereinafter "WealthNavi") for our customers.
"WealthNavi for NeoMoba" is a next-generation asset management service that automates the entire asset management process based on objective and transparent algorithms. By simply setting a target amount and answering six questions that measure your risk tolerance, you can create a portfolio of assets that suits you.
In addition, "WealthNavi for NeoMoba" is the first robo-advisor "WealthNavi" (※7) to set the minimum investment amount at 10,000 yen. Automatic savings can be set from as little as 5,000 yen, making it easy for young people and investment novices, who are NeoMoba's target demographic, to get started. For details about the service, please check our website. (https://www.sbineomobile.co.jp/prd/wealthnavi/)

3. Company Overview

*1 As of the end of December 2018, according to SBI Securities. The comparison range is with the five major online securities companies. What are "major online securities"?
 The top five companies in terms of account openings are SBI Securities, Kabu.com Securities, Matsui Securities, Monex Securities, and Rakuten Securities (in alphabetical order).
*2 As of the end of February 2019, according to T Point Japan. Based on the number of affiliated stores of major common point services.
*3 As of March 2019, according to T Point Japan.
*4 When the total amount of agreed-upon payments for one month is 500,000 yen or less.
*5 Fixed-term T Points refer to points that can only be used at our company.
*6 As of the end of February 2019, according to T Point Japan. Active members who have used T Card in the past year and T Card
If you have multiple cards, you will be considered a unique member with no duplicates.
*7 As of April 10, 2019, according to WealthNavi research

■CCC Marketing Company Profile (as of March 31, 2018)

■SBI Securities Company Profile (as of December 31, 2018)

Company name: SBI Neo Mobile Securities Co., Ltd. Financial instruments business operator
Registration number: Kanto Regional Finance Bureau (Financial Instruments and Exchange) No. 3125
Member Association: Japan Securities Dealers Association

When investing in products offered by SBI Neo Mobile Securities, you may be required to pay certain fees and necessary expenses for each product. In addition, when using SBI Neo Mobile Securities, there are no transaction fees for stock trading, but a service usage fee (monthly) will be charged regardless of whether you make a trade or not. The service fee (monthly) is calculated based on the monthly stock trading transaction price: 0 yen to 500,000 yen: 216 yen, over 500,000 yen to 3 million yen: 1,080 yen, over 3 million to 5 million yen: 3,240 yen, over 5 million to 10 million yen: 5,400 yen. After that, 1,080 yen will be added for every 1 million yen. (No upper limit) (All prices include tax)
There is a risk of loss due to price fluctuations, etc. for each product. The fees and risks you will incur when investing in each product will vary depending on the product. For details, please refer to the relevant product page on the SBI Neo Mobile Securities website, the disclosure related to the Financial Instruments and Exchange Act, or documents provided prior to entering into a contract.

Materials related to this matter

Announcement of the opening of SBI NeoMobile Securities, a CCC Group company

Inquiries regarding this matter
CCC Marketing Co., Ltd.
Public Relations Officer: Ando
TEL: 03-6800-4464