SBI Neo Mobile Securities announces launch of covered warrant (nicknamed "Neo W") that predicts the Nikkei average

2021.01.04 Press Releases
SBI Neo Mobile Securities Co., Ltd.

-A new product that allows you to aim for returns even in downtrends and range-bound markets with small amounts-

SBI Neo Mobile Securities Co., Ltd. (Headquarters: Minato-ku, Tokyo; President and CEO: Ogawa Hiroyuki; hereinafter referred to as "the Company") will begin offering covered warrants (nicknamed "Neo W") as a new product from Monday, January 4, 2021.

"Neo W" is a covered warrant that allows you to predict the ups and downs of stock prices and aim for profits from small amounts. You can predict whether the Nikkei Stock Average will rise above a certain level in the next few days, fall below a certain level, or remain within a certain range, and invest with a minimum of 200 yen per share. If the results are as predicted, you will receive a payout of 1.25 to 2 times your investment amount, and even if the results are not as predicted, you will receive a payout of at least 0.1 times your investment amount (20 yen per share), so you will not suffer a loss greater than your investment amount. In addition, you can use not only cash but also T points for investment.

By handling "Neo W," it is possible to aim for returns during downturns and range-bound markets, which are difficult to achieve with regular stock investment alone. By offering a variety of investment opportunities starting from small amounts, we hope to enable our customers to gain a deeper experience in the world of investing.

Overview of "Neo W"

Product Type	"NeoW"The following3We offer a variety of options. ①Mini-call type: If the Nikkei average is above a certain level on the maturity date, 2.0 times the investment amount will be paid out ② Mini-put type: If the Nikkei average is below a certain level on the maturity date, you will receive 2.0 times the investment amount. ③Mini-range type: If the Nikkei average is within a certain range on the maturity date, 1.25 times the investment amount will be paid out In all other cases, ①②③ will require payment of at least 0.1 times the investment amount (20 yen per unit).
Target Audience	Those who have understood the product characteristics of "Neo W" by taking a comprehension test or other procedures.
price	Starting from 200 yen per share (T points can be used. The investment limit will be set based on the customer's asset status, etc. )
Target index (underlying asset)	Nikkei Stock Average
Sales period	Every Thursday and Friday 9:00-23:50 *Excluding cases where Thursday and Friday are non-business days.
Maturity Date (Judgment date and time)	Friday following the sales period (closing price)
Fees, etc.	free (The transaction amount for "Neo W" is not included in the calculation of the monthly service fee. )

"Neo W" trading screen image

Company name: SBI Neo Mobile Securities Co., Ltd. Financial Instruments Business Operator
Registration number: Kanto Regional Finance Bureau (Financial Instruments and Exchange) No. 3125
Member associations: Japan Securities Dealers Association, Financial Futures Association of Japan

　When investing in products offered by SBI Neo Mobile Securities, you may be required to pay certain fees and necessary expenses for each product. In addition, when using SBI Neo Mobile Securities, a service fee (monthly) will be charged regardless of whether you are trading or not. The service fee (monthly) is calculated based on the monthly stock trading transaction price, as follows: 0 yen to 500,000 yen: 220 yen, over 500,000 yen to 3 million yen: 1,100 yen, over 3 million yen to 5 million yen: 3,300 yen, over 5 million yen to 10 million yen: 5,500 yen. After that, 1,100 yen will be added for every 1 million yen. (No upper limit) (All prices include tax)

There is a risk of loss due to price fluctuations, etc. for each product. In addition, with regard to FX (foreign exchange margin trading), the amount of loss may exceed the amount of margin deposited. The fees and risks you will incur when investing in each product will vary depending on the product. For details, please refer to the relevant product page on the SBI Neo Mobile Securities website, the disclosure related to the Financial Instruments and Exchange Act, or documents provided prior to entering into a contract.

Materials related to this matter

SBI Neo Mobile Securities announces launch of covered warrant (nicknamed "Neo W") that predicts the Nikkei average

Inquiries regarding this matter
SBI Neo Mobile Securities Co., Ltd.
Public Relations: Yasuoka, Takeda, Ogata
TEL: 03-6774-8970